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Scope Study for Expanding the Great Lakes Toxic Emission Regional Inventory to include Estimated Emissions from Mobile Sources

Chapter 4 Estimating Toxic Air Emissions from Highway Vehicles

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4-1. Background

Toxic air pollutants can be emitted from two motor vehicle systems by two emission producing processes: combustion products from the exhaust system and evaporation from the fuel storage and delivery system. Figure 4-1 shows these different emissions.

Figure 4-1. Different emissions from a motor vehicle

Exhaust emissions vary significantly with vehicle operating mode. There are three operating modes: cold start, hot start, and hot stabilized. The start modes refer to the first few minutes of operation after a engine has been started. A cold start and a hot start are differentiated by the duration between shutting off and restarting the engine. The hot stabilized mode includes all operation time except for the start mode period. The fuel-air mixture and the emission control equipment are two primary factors which cause the differences in emission amounts among operating modes. During cold start mode, the catalytic emission control systems do not provide full control until the appropriate operating temperature is reached. Moreover, a richer fuel-air mixture must be provided to start a "cold" engine. Therefore, VOC and PM emissions are higher in the cold start mode than in the hot start mode and reach the lowest amounts in the hot stabilized mode.

Evaporative emissions are composed primarily of volatile organic compounds and these emissions are highly dependent on temperature. The following are the six categories of evaporative emissions:

Hot soak emissions:

Emissions from the carburetor or fuel injector when the engine is turned off.

Diurnal emissions:

Emissions from the "breathing" of the gasoline tank due to temperature fluctuations during a 24-hour day.

Running losses:

Emissions occurring while the vehicle is being operated. These emissions result when more fuel enters into the emission control canister than can be purged by it.

Resting losses:

Emissions that result from vapor permeating the evaporative emission control system or from the vehicle fuel tanks.

Refueling losses:

Emissions occurring while a vehicle is being refueled. There are two components: vapor space displacement and spillage. These emissions have been estimated for the area source - gasoline service stations; they are not included in the mobile source emissions.

Crankcase emissions:

Emissions that result from defective crankcase ventilation valves. They are not true evaporative emissions.

Based on the information presented above, there are three potential approaches for deriving toxic emissions for highway vehicles:

  1. use toxic emission factors based on activity level;
  2. use toxic emission factors based on fuel usage; or
  3. combine total organic gases (TOG) and PM emissions with speciation profiles for each source category.

These emission estimation approaches are discussed in the following sections.


4-2. Toxic Emission Factors Based on Activity Level

Building a toxic emission inventory can be accomplished through the use of toxic emission factors combined with activity levels, such as miles traveled for a specific vehicle type with a specific control device, using a specific fuel and operating on a specific type of road. This is the same method used in toxic emission estimations for area and point sources. The EPA Factor Information Retrieval System (FIRE) Version 5.1a (1996) has compiled 61 such emission factors for highway vehicles. However, all these emission factors were compiled only for light duty gasoline vehicles and only for 10 pollutants. It may take years to develop the emission factors for all vehicle types and for all pollutants of concern.


4-3. Toxic Emission Factors Based on Fuel Usage

A second potential approach for deriving toxic emissions from mobile sources is to use toxic emission factors based on fuel usage. Establishing a motor vehicle emission inventory can also be accomplished through fuel-based emission factors, i.e., grams of pollutants emitted per unit of fuel burned, combined with fuel sales data. Singer and Harley (1996) demonstrated this approach in estimating CO emissions for the city of Los Angeles. They computed average CO emission factors by model year and by vehicle type (cars and trucks). They also computed a weighted average by using vehicle age distribution and fuel economy. The results indicate that this approach has several advantages:

  • Fuel-based emission factors are based on measurements from large, on-road samples, which include malfunctioning and tampered vehicles. Measurements can be made from remote sensing and/or tunnel studies. In contrast, activity-based emission factors are based on limited samples and many of them are based on certification tests for standard driving cycles.
  • Fuel-based emission factors fluctuate much less than activity-based emission factors as driving conditions change.
  • Fuel use data are easily obtained and are more accurate than activity data.

Although this approach offers advantages, there are no such fuel-based emission factors available for toxic air pollutants and criteria pollutants other than CO. More effort is needed to compute the fuel-based emission factors rather than developing activity-based emission factors.


4-4. Combine Total Organic Gases and Particulate Matter Emissions with Speciation Profiles

A third potential approach for deriving toxic emissions from mobile sources is to estimate TOG and PM emissions with activity-based emission factors and speciate the TOG and PM emissions by using speciation profiles. TOG includes all hydrocarbons, aldehydes, alcohols, and other oxygenated compounds.

The TOG and PM profiles, as well as the amount of TOG and PM emissions, may vary with vehicle category, fuel type, emission control technology (noncatalyst, oxidation catalyst, three-way catalyst, three-way plus oxidation catalyst), level of vehicle maintenance, and operating mode. In addition, evaporative emission speciation profiles differ from exhaust emission profiles because they consist of more volatile fuel components with no combustion products. Discussions in the following sub-sections focus on estimating TOG and PM emissions and the availability of speciation profiles.

4-4-1. Estimating Total Organic Gases and Particulate Matter Emissions

The estimation process for TOG and PM emissions can be represented by the simple equation shown below:

Composite Emission Factor
(grams/mile)
or
(grams/trip)
* Travel Activity VMT
(miles)
or
Trips
= Emissions of TOG
or
PM (grams)
(4-1)

There are three common emission factor models: MOBILE5 (a or c), EMFAC7F, and PART5. These models take into account the effects of numerous vehicle parameters on the amounts of pollutants emitted.

4-4-1-1. Introduction to Emission Factor Models

MOBILE5a is the most recent version of the EPA MOBILE models. This model follows the calculation procedures in the compilation of Air Pollutant Emission Factors - Volume II: Highway Mobile Sources (AP-42, 4th edition, September 1985; Supplement A to AP-42 Vol. II, January 1991). It provides emissions factors of hydrocarbons for eight vehicle types in two regions (low and high altitude) of the country. MOBILE5a is used in the preparation of emission inventories required by the CAA for non-California areas. Ontario uses MOBILE5c to estimate TOG emissions. MOBILE5c is a modified version of MOBILE5a reflecting the base emission rate and deterioration rate of Canadian vehicles.

The California Air Resource Board (CARB) has developed and maintains its own emission factor model for use in the state of California. EMFAC7F is the latest version of the model. It produces composite emission factors for TOG and particulate matter.

The basic structure of MOBILE5a and EMFAC7F is similar. However, a significant difference between these two models is the way that each model allocates emissions associated with a vehicle trip. EMFAC7F produces separate emission factors for cold starts and hot starts in units of grams per trip, and for hot stabilized vehicle operation in units of grams per mile. On the other hand, MOBILE5a spreads the emissions from vehicle starts over the entire trip so it provides a single emission factor in units of grams per mile for both starts and stabilized vehicle operation. These differences affect the travel-related data requirements of the models.

The PART5 model was developed by the EPA Office of Mobile Sources. It calculates particle emission factors, including exhaust particulate, brakewear, tirewear, and reentrained road dust, for particle sizes of 1-10 mm. PART5 is consistent with MOBILE5a in format and fleet characterization data.

According to the survey results, the Great Lakes States and Ontario have used MOBILE5 (a or c) in the preparation of their emission inventories for VOC. New York has also used PART5 to estimate PM10 emissions. With reasonable default values, MOBILE5 (a or c) input parameters are available or could be available for each county in the Great Lakes States and for each defined UTM grid in Ontario. Thus, Section 4-4-1-2 and Section 4-4-1-3 discuss MOBILE5a and the travel activity corresponding to MOBILE5a emission factors in detail, respectively.

4-4-1-2. The MOBILE5a Model

MOBILE5a model has five core components:

  • Basic emission rates (BERs)
  • Fleet characteristics
  • Correction factors
  • Fuel characteristics
  • Emission control programs

The basic emission rates are idealized rates based on standardized vehicle. The other four components adjust the idealized rates in the model so that the estimated emission rates are more representative of emissions from a vehicle operating under the actual conditions. Equation 4-2 illustrates the relationship between these components.

(4-2)

Where:

EFi,j,k= fleet-average emissions factor for calendar year i, pollutant j (e.g., TOG, NOx, CO), and process k ( e.g., exhaust, evaporative);

VMTm

= fractional VMT attributed to vehicle model year m (the sum of VMTm over all vehicle model years n is unity);

BERi,j,k

= basic emission rate for pollutant j, process k, and vehicle model year m;

CFj,k,m

= correction factor(s) (e.g., temperature, speed) for pollutant j, process k, vehicle model year m, etc.

The running loss emissions depend on several variables: the average speed of travel, the ambient temperature, the volatility (RVP) of the fuel, and the length of the trip. Please note that the trip length refers to the duration of the trip (how long the vehicle has been traveling), not to the distance traveled in the trip (how far the vehicle has been driven). Test data show that for any given average speed, ambient temperature, and fuel volatility, running loss emissions are zero to negligible at first, but increase significantly as the duration of the trip is extended and the fuel tank, fuel lines, and engine become heated. MOBILE5a models running losses as a direct function of the input temperature, fuel volatility, and average speed. The user has option of either selecting an internal weighting of trip lengths or specifying trip length distributions. The default trip length distribution in MOBILE5a is shown below:

Trip Length Default Value (% of VMT)

Under 10 minutes

6.744%

11 to 20 minutes

18.507%

21 to 30 minutes

16.775%

31 to 40 minutes

13.108%

41 to 50 minutes

8.335%

51 minutes and longer

36.531%

Total

100%

Although diurnal, hot soak, and running loss evaporative emissions are related to vehicle travel, only running loss emissions are directly impacted by travel-related parameters input to MOBILE5a. The remaining discussion of MOBILE5a will focus on exhaust emissions.

a). Basic Emission Rates (BERs)

Basic emission rates are expressed in the form of linear equations in MOBILE5a for each vehicle type/pollutant/model year group. These linear equations consist of a zero-mile level, or y-intercept, and one or two deterioration rates, or slopes (increase in emissions per 10,000 miles accumulated mileage). The BERs are developed by operating a small number of vehicles under tightly controlled standard test conditions. No need exists for modification of BERs in MOBILE5a by the Great Lakes States. However, in order to develop emission factors for the Ontario Province, the use of MOBILE5c is necessary. In MOBILE5c, Environment Canada revised the BERs, deterioration rates, and technology penetration rates for the Canadian fleet.

EPA has assumed the default values for some operating mode mix inputs as the coefficients in Equation 4-3.

BER = 0.206*cold start + 0.521*stabilized + 0.273*hot start (4-3)

b). Fleet Characteristics

MOBILE5a produces emission factors for the all eight categories of vehicles:

  • Light Duty Gasoline Powered Vehicles (LDGV)
  • Light Duty Gasoline Powered Trucks, from 0 to 6000 lb gross vehicle weight (LDGT1)
  • Light Duty Gasoline Powered Trucks, from 6001 lb to 8500 lb gross vehicle weight (LDGT2)
  • Heavy Duty Gasoline Powered Vehicles (HDGV)
  • Light Duty Diesel Powered Vehicles, from 0 to 6000 lb gross vehicle weight (LDDV)
  • Light Duty Gasoline Powered Trucks (LDDT)
  • Heavy Duty Diesel Powered Vehicles (HDDT)
  • Motorcycles (MC)

The emission factor for each individual category represents all the vehicle makers and models in the category. For example, the emission factor for LDGV represents all makers of gasoline powered passenger cars including Ford, Chevrolet, Chrysler, Toyota, etc., of all ages, that are assumed to be operating in the analysis year. The average emission rate for each of the eight vehicle categories is significantly affected by the age distribution and the rate of mileage accumulation within the vehicle category. MOBILE5a assumes that 25 model years of vehicles comprise the fleet. The BERs characterize emissions for each specific model year in the vehicle fleet. The VMT fraction for each model year can be calculated as follows:

(4-4)

Where:

MILESm = annual mileage accumulation for each model year m;

REGm

= registration fraction for model year m;

n

= total number of model years in fleet.

MOBILE5a provides the user the option of using either a national average VMTm or data that characterize local conditions.

In addition, the composite (all vehicle, or fleetwide) emission factors are dependent on the vehicle miles traveled mix (VMT mix) which specifies the fraction of total highway VMT that is accumulated by each of the eight vehicle categories. MOBILE5a uses national average values for VMT mix as defaults. The user also can employ data more representative of local conditions.

c). Correction Factors

In MOBILE5a, emission factors are calculated by multiplying the BERs by a series of correction factors including temperature, operating mode, and speed. The calculation can be simplified by the following equation.

EF = BER * TCF * OMC * SCF (4-5)

Where:

EF

=

emission factor (g/mile) corrected for temperature, operating mode, and speed

BER

=

basic emission rate (g/mile)

TCF

=

temperature correction factor

OMCF

=

operating mode correction factor

SCF

=

speed correction factor.

Temperature Correcting Factor

Since the BERs are developed based on standard testing conditions under which temperature is within a range of 68 to 86oF, MOBILE5a applies correction factors to the BERs for temperatures outside this range. The user should obtain temperature data and develop appropriate temperature profiles for a given mobile source analysis.

Operating Mode Correction Factor

As discussed previously, the operating mode affects exhaust emissions. They are higher in start modes and are reduced significantly once the catalytic converter and engine warm up. MOBILE5a applies operating mode mix corrections to light duty vehicles. It adjusts the BERs with operating modes in two ways: bag correction and bag weight adjustments. The operating modes are usually referred to as bags because the vehicle exhaust is collected in three separate teflon bags for each operating mode in emission factor measurements (bag 1 for the cold start mode, bag 2 for the hot stabilized mode, and bag 3 for the hot start mode). The model automatically makes separate bag corrections to alter the BERs so that they are more representative of the vehicle fleet being modeled. The bag correction factors for the catalyst vehicles are based on vehicle mileage characteristics of the fleet. However, the bag weight adjustments are made by the user through changing the weight of each bag (operating mode mix fractions) to alter the BERs. Two technology types (catalyst and non-catalyst) are also considered in developing the bag weights because technology type affects the time required for a vehicle to warm up and change operating modes. MOBILE5a assumes that the percent of miles traveled in the stabilized mode is the same for both technology types and sets default operating mode weighting factors as follows:

BER = 0.206*cold start + 0.521*stabilzed + 0.273*hot start (4-6)

Speed Correction Factor

Both exhaust and running loss evaporative emissions vary significantly with the average speed. The "speed" in MOBILE5a is simply the total trip distance divided by the total trip time, including all stopped delay times. The basic emission rates in MOBILE5a are an approximation of the average rates of emission over a trip with an average speed of 19.6 miles per hour (mph). There are three speed correction regimes in MOBILE5a: low-speed (under 19.6 mph), mid-range (19.6 to 48 mph), and high- speed (48 to 65 mph). An example of the general relationship between speed and VOC emission factor is shown in Figure 4-2.

Figure 4-2. General relationship between speed and VOC emission factor

d). Fuel Characteristics

Evaporative emissions and exhaust emissions (to a lesser extent) vary with fuel volatility. The BERs are developed based on gasoline with volatility of 9.0 psi as measured by Reid vapor pressure (RVP). MOBILE5a adjusts the emission factors by using RVP correction factors for the fuel with volatilities other than 9.0 psi RVP.

The use of oxygenates (alcohols or ethers) in gasoline and reformulated gasoline can reduce TOG emissions. MOBILE5a is also capable of modeling the impacts of oxygenated fuel and reformulated gasoline on emission factors.

e). Emission Control Programs

Many areas in the United States have implemented inspection and maintenance (I/M) or anti-tampering programs (examples of emission control tampering are misfueling, removal or disablement of catalytic converters) to further reduce mobile source emissions. The BERs are developed from vehicles not affected by these emission control programs. MOBILE5a has the capability of modeling the impacts of the control programs. The procedures used in the model to estimate the emission reduction from control programs are complex, especially for exhaust emissions. The calculations are based on vehicle technology parameters and design and effectiveness of the vehicle emission control programs, but are not travel-related parameters.

f). MOBILE 5a Inputs

The appropriate MOBILE5a inputs should be determined by following EPA’s recommendations and suggestions in Procedures for Emission Inventory Preparation: Volume IV: Mobile Sources (EPA, 1992) and User’s Guide to MOBILE5 (EPA, 1994). Table 4-1 summarizes the guidance and sources of the input parameters.

4-4-1-3. Travel Activity

Output from MOBILE5a together with travel activity expressed in terms of Vehicle Miles Traveled (VMT) yields an estimate of emissions for TOG. VMT can be estimated from direct observations or from travel demand network models. Both VMT methods are related to the Highway Performance Monitoring System (HPMS) developed by the U.S. Department of Transportation (DOT) Federal Highway Administration. Both EPA and DOT have endorsed the HPMS as the most appropriate source of VMT estimates. HPMS estimates VMT based on direct observation of travel. On the other hand, travel demand network models estimate VMT values based on many assumptions and estimates, not on direct observation of travel in that year. With their time-consuming and resource-intensive updating procedures, travel demand network models are not a practical alternative to HPMS as an annual VMT estimation method. However, EPA encourages states to use travel demand network models to temporally (i.e., time of day) and spatially allocate VMT, and EPA also allows the use of those models to estimate speed and other input parameters for the MOBILE5a model.

Some states have more comprehensive and more accurate monitoring systems than HPMS (IL EPA, 1993; MPCA, 1995). These state-operated systems estimate VMT on all roads in the respective state including private roads and also use all available reliable counts and other data, whereas HPMS does not include private road data and uses rather small sample sizes. Moreover, these state-operated systems make VMT estimates from large samples, and these estimates are internally more consistent and statistically more robust than HPMS. For the states that have their own monitoring systems, it is recommended these states use VMT estimates from their own monitoring systems.

In the following sections, the discussions will be focused on the HPMS approaches to VMT estimates.

a). Overview of Highway Performance Monitoring System (HPMS)

Under the HPMS, traffic counts are taken on unique sample panels for each Federal Aid Urbanized Area (FAUA) within the state, then are adjusted for day-of-week and season and expanded to include the area’s entire roadway network. The HPMS consists of all public highways or roads within a state. The reporting strata for the HPMS include area types and functional classes shown in Figure 4-3. A third level of stratification is based on 13 volume groups to reduce sample size, insure the inclusion of high volume sections in the sample, and increase the precision of VMT at a lower sample rate. The HPMS provides a statistically valid, reliable, and consistent VMT data base for analyses within states and between states.

Undisplayed Graphic

Figure 4-3. Area types and functional classes in the reporting strata of the HPMS

b). Estimating VMT in Large Urban Areas

If the boundaries of an inventoried area (such as a county) are coincident with the boundaries of the FAUA, then the county VMT should be the HPMS VMT for each functional system.

If the boundaries of an inventoried area are entirely within the boundaries of the FAUA, then the FAUA VMT by HPMS functional system should be allocated to the county on the basis of the number of roadway miles according to Equation 4-7.

(4-7)

Where

IA = Inventoried Area

FAUA

= Federal Aid Urbanized Area

f

= Functional Class

v

= Volume Group

If an emission inventory area is entirely outside the boundaries of all FAUAs, states may use any reasonable method to estimate VMT on the separate functional systems within the area. However, the recommended method in a completely rural area is based on the expansion factor used for the universe of rural samples within the state. Within HPMS, all rural areas within the state are grouped into one sampling universe. This recommended method is described by Equation 4-8.

(4-8)

Where

IA = Inventoried Area

HPMS

= HPMS Statewide Rural Area

f

= Functional Class

v

= Volume Group

If some of the inventoried area is inside an FAUA and some of the inventoried area lies outside of any FAUA, then VMT in that portion of the inventoried are within the FAUA should be estimated by equation 4-7, while VMT in the portion outside of the FAUA should be estimated according to Equation 4-8.

As mentioned previously, HPMS sample panels do not include local functional systems. HPMS can be supplemented by state-provided estimates of VMT in the local functional systems. These estimates are based on a method chosen by the state in light of its own circumstances and generally are not based on current ground counts at statistically representative sites. Increasing the accuracy of these estimates is important for the emission inventory.

c). Estimating VMT in Rural and Small Urban Areas

The general method of estimating VMT in rural and small urban areas is to apportion the statewide VMT to the county or other area for which mobile source emission estimates are required. Statewide VMT data are available directly from state transportation agencies or from Table VM-2 in "Highway Statistics" which is published annually by the Federal Highway Administration. These data are prepared by all state transportation agencies and based upon and consistent with HPMS. Several options can be used to apportion VMT, such as roadway miles, motor vehicle registrations, population, and fuel sales. The selection of options is dependent on the availability of the required data. However, the recommended method for estimating VMT is by roadway miles. Equation 4-9 describes the estimate method.

Where

VMTArea, f = estimated annual areawide VMT for

functional class f

Ff

= apportioning factor to be applied to statewide VMT to estimate areawide VMT for functional class f

VMTState, f

= total statewide annual VMT for functional class f

The apportioning factor can be derived as the ratio of a parameter in the area of interest to the parameter in the state. The parameters include roadway miles of functional class f, total motor vehicles of all types registered, total population, and total quantity (gallons) of gasoline and diesel fuel sold. Information on total quality (gallons) of gasoline and diesel fuel sold can be obtained from a state revenue agency or from Table MF-25 and MF-26 in "Highway Statistics".

If a state transportation agency is capable of reporting VMT in rural and small urban areas directly, the indirect method for apportioning statewide VMT should not be used.

d). Seasonal and Daily Adjustment

In Section 3-2-3-2, it has been decided to use at least 6 typical days per year to estimate the annual emissions. HPMS provides annual average daily traffic (AADT) VMT. These AADT VMT should be adjusted for seasonal effects and daily effects. The adjustment factors should be developed by each state and province based on direct observation or travel demand network models.

4-4-2. Procedures for Estimating Toxic Air Emissions by Speciating TOG and PM Emissions

There are two methods to estimate the fleet-average toxic emissions: use fleet composite speciation profiles or use individual speciation profiles which only can be applied to specific vehicles. The first method (fleet composite speciation profiles) requires much less effort while the second method (individual speciation profiles) is more time consuming but provides more accurate results. The choice of methods depends on the availability of speciation profiles, the accuracy requirement of the emission inventory, and the availability of staff and dollar resources. In some cases, emission estimations may be made by using a combination of data from these two methods. This section discusses procedures for estimating toxic emissions for each of these methods.

4-4-2-1. Using Composite Speciation Profiles

Step I. Estimating Emissions for Each Typical Day at Each County

  1. Run MOBILE5a (or c) and PART5 to estimate TOG and PM emission factors for all processes (exhaust, diurnal, hot soak, and running loss) in each road functional class (such as urban interstate, urban local, rural interstate, rural local) within the fleet.
  2. Multiply the emission factors by the corresponding fleet VMT.
  3. Sum TOG or PM emissions from all functional classes within the fleet.
  4. Apply appropriate fleet composite speciation profiles to those TOG and PM emissions.

Step II. Estimating Annual Emissions for Each County

  1. Define each day of the year as one of the "typical days". Determine number of days in each category of the typical days.
  2. Multiple those numbers by the emission values estimated for each typical day.
  3. Sum emissions for the same pollutant obtained in the above procedure.

These procedures for estimating toxic emissions at the county level are explained in Equation (4-10).

(4-10)

where Mj

= Annual mass of emissions of the jth pollutant.

EFTOG(or PM),n,f

= Fleet TOG or PM emission factor for the fth functional class at the nth typical day.

VMTf,n

= Fleet VMT in the fth functional class at the nth typical day.

%Wj

= Weight percent of the jth pollutant in the TOG or PM emissions.

NDn

= Number of days in the nth typical day.

The appropriate fleet composite speciation profiles can be developed from onroad measurements or statistical analyses of ambient measurements.

4-4-2-2. Using Individual Speciation Profiles

Step I. Estimating Emissions for Each Typical Day at Each County

  1. Run MOBILE5a (or c) and PART5 to estimate TOG and PM emission factors for each road functional class for each fuel type within each vehicle category. The emission factors should be use separately for exhaust, diurnal, hot soak, and running loss emissions.
  2. Multiply the emission factors by the corresponding fraction of fuel market share.
  3. Multiply the emission factors by the corresponding VMT and VMT mix for exhaust or running loss emissions. Multiply the emission factors by the corresponding daily trip number for the hot soak evaporation. Nothing is needed to multiply by the emission factor for diurnal emissions because the emission factor is in units of grams per day.
  4. Sum TOG or PM emissions of all functional classes from the same process within the same vehicle category using the same fuel.
  5. Allocate the emissions to each control technology which may apply by using site-specific weighting factors.
  6. Apply speciation profiles to those TOG and PM emissions.
  7. Simply sum the emissions of exhaust, diurnal, hot soak, and running loss within the same vehicle type using the same fuel and with the same control technology.
  8. Sum the emissions of the same species for all control technologies using the same fuel within the same vehicle category.
  9. Aggregate the emissions of all fuel types within each vehicle category.
  10. Sum the emissions of each vehicle category to the fleet emissions.

Step II. Estimating Annual Emissions for Each County

  1. Define each day of the year as one of the "typical days". Determine the number of days in each category of typical days.
  2. Multiple those numbers by the emission values estimated for each typical day in Step I, 10.
  3. Sum the emissions for the same pollutant obtained in the above procedure.

The following equations illustrate the procedures to estimate annual emissions by using individual speciation profiles (for exhaust and running loss emissions).

where

MTOG(or PM), a,k,l,n,b = TOG (or PM) mass of emissions for the kth process using the lth fuel within the bth vehicle category with ath control technology at the nth typical day
EFTOG(or PM), f,k,l,n,b = Fleet TOG (or PM) emission factor for the fth road functional class and kth process using the lth fuel within the bth vehicle category at the nth typical day

FMl,b

= Fraction of market share for the lth fuel within the bth vehicle category

VMTf,k,n

= VMT in the fth road functional class and kth process at the nth typical day

VMb,n

= Fraction of total highway VMT that is accumulated by the bth vehicle category at the nth typical day

CTa,b,n

= Weight factor for the ath control technology within the bth vehicle category at the nth typical day

Mj,n

= Mass of emissions of the jth pollutant at the nth typical day

%Wj,kl,a,b

= Weight percent of the jth pollutant in the TOG or PM emissions from kth process using the lth fuel within the bth vehicle category with ath control technology

Mj

= Annual mass of emissions of the jth pollutant

NDn

= Number of days in the nth typical day

4-4-2-3. Concerns about Speciation Profiles

The EPA Emission Factor and Methodologies Section has pointed out that EPA doesn’t recommend using SPECIATE to estimate air toxic emissions except mobile source TOG profiles (Pope 1995a). In 1992, EPA updated the speciation profiles and provided the most current and complete estimate of toxic emission components of TOG emissions for gasoline-powered vehicles. However, the EPA TOG speciation profiles (EPA, 1993a) do not provide information for all the pollutants (e.g., polycyclic organic matter) that will be inventoried in the Great Lakes region. Also, there is only one TOG speciation profile available for diesel vehicles and this profile only indicates weight percentages in TOG emissions for four pollutants of interest. Therefore, additional information sources are shown below.

The California Air Resources Board (CARB, 1991), Auto/Oil Air Quality Improvement Research Program (Sawyer, 1993), and System Applications International (Ligocki, 1995) have also developed TOG speciation profiles for gasoline and diesel vehicles. The Desert Research Institute (Fujita, 1995a) developed a composite VOC speciation profile for diesel truck exhaust based on ambient air measurements made in Arizona and a summer and a winter VOC profile for gasoline automotive exhaust emissions based on both ambient air measurements and a chemical mass balance receptor model. The Desert Research Institute (Fujita, 1995b) also derived 78 VOC (or NMHC) speciation profiles, including 44 for motor vehicle exhaust, 30 for gasoline vapor, 4 for diesel vapor, from measurements conducted by their institute and by other people in recent years.

In addition, EPA has reviewed emission mass fractions for four TOG toxics (benzene, 1,3-butadiene, formaldehyde, and acetaldehyde) for gasoline vehicles by catalyst technology and fuel oxygenated type and content, and for diesel vehicles in the "Motor Vehicle-Related Air Toxics Study" (EPA, 1993).

In general, fewer speciation data exist for diesel exhaust than for gasoline exhaust. Although heavy-duty diesel vehicles contribute a large portion of diesel emissions, most diesel speciation profiles are for light-duty diesel vehicles. Additional study is needed to develop more speciation data for diesel vehicles. Table 4-2 shows the existing EPA and CARB TOG speciation profiles for highway vehicles.

The PM profiles in SPECIATE version 1.5 (EPA, 1993a) are not of high enough quality to be used to estimate toxic air emissions for mobile sources (Pope, 1995b). Gasoline particulate matter and diesel particulate matter are considered as individual toxic air pollutants by EPA (EPA, 1993). Diesel particulate matter is under consideration as a toxic air pollutant by the CARB also (CARB, 1994). The PART5 model estimates emissions of particulate matter, including lead, sulfate and soluble organic particulate. Efforts are needed to link these estimates to individual air toxics, especially metals and compounds other than lead. Table 4-3 presents the existing EPA and CARB PM speciation profiles for highway vehicles. Because leaded gasoline has been prohibited for use in highway vehicles since January 1, 1996, the speciation profiles for leaded gasoline are not included in the table.

In addition to the information provided above, TOG and PM profiles may be derived from the EPA report series, entitled "Locating and Estimating Air Toxic Emissions," and from recent measurements and research results.

Although speciation data are not adequate to estimate toxic air pollutants emissions, combining TOG and PM emissions with speciation profiles is currently the most feasible approach for the Great Lakes States and Ontario in preparation of the regional toxic air emission inventory for highway vehicles.


4-5. References

CARB, Proposed Identification of Diesel Exhaust as a Toxic Air Contaminant, Draft Technical support document, State of California Air Resource Board, June, 1994.

CARB, Speciation Manual, Volume 1: Identification of Volatile Organic Compound Species Profiles, Volume 2: Identification of Particulate Matter Species Profiles, 2nd Edition, State of California Air Resource Board, August 1991.

EPA, Factor Information Retrieval System (FIRE) Version 5.1a, U.S. Environmental Protection Agency, Office of Air Quality Planning and Standards, Research Triangle Park, NC, May 1996.

EPA, Motor Vehicle-Related Air Toxics Study, EPA 420-R-93-005, Office of Mobile Sources, Emission Planning and strategies Division, Ann Arbor, MI, April, 1993.

EPA, Procedures for Emission Inventory Preparation: Volume IV: Mobile Sources, U.S. Environmental Protection Agency, Office of Mobile Sources, Ann Arbor, MI and Office of Air Quality Planning and Standards, Research Triangle Park., NC, EPA-450/4-81-026d (Revised), 1992.

EPA, User’s Guide to MOBILE5, U.S. Environmental Protection Agency, Office of Air and Radiation, Office of Mobile Sources, Ann Arbor, MI, EPA-AA-AQAB-94-0, May 1994.

EPA, Volatile Organic Compounds (VOC)/Particulate Matter (PM) Speciation Data System (SPECIATE), Version 1.5, Emission Inventory Branch (MD-14), Office of Air Quality Planning and Standards, U.S. Environmental Protection Agency, Research Triangle Park, NC. 1993a.

Fujita, E, Lu, Z., Robinson, N.F., Watson, J.G., VOC Source Apportionment for the Coastal Oxidant Assessment for Southeast Texas, Draft Final Report, Energy and Environment Engineering Center, Desert Research Institute, Reno, NV, August 1995b.

Fujita, E, Zielinska, B., Arizona Hazardous Air Pollution Research Program, Volume 2: Findings, Appendices, ENSR Document No. 0493-013-910, ENSR Consulting and Engineering, Camarillo, CA 93012, December 1995a.

IL EPA, 1990 Ozone Precursors Emissions Inventory for the Chicago Area Illinois Ozone State Implementation Plan, p153, Illinois. Environmental Protection Agency, Spring field, IL, November, 1993.

Ligocki, M.P., Gardner, L., Tunggal, H.H., Heiken, J.G., Atkinson, D.W., and Axelrad, D., "Cumulative exposures to air toxics: emission inventories for mobile and stationary sources," in Proceedings of the 1995 A&WMA 88th Annual Meeting, 95-RA110.01, Air & Waste Management Association, Pittsburgh, PA, 1995.

MPCA, Minnesota 1993 Periodic Carbon Monoxide State Implementation Plan Emissions Inventory for the Twin Cities Seven County Metropolitan Area and Wright County, p25, Minnesota Pollution Control Agency, St. Paul, MN, September, 1995.

Pope, A., Emission Factor and Methodologies Sections, Office of Air Quality Planning and Standards, U.S. Environmental Protection Agency, Research Triangle Park, NC, Personal communication, October 13, 1995b.

Pope, A., Emission Factor and Methodologies Sections, Office of Air Quality Planning and Standards, U.S. Environmental Protection Agency, Research Triangle Park, NC, Teleconference, November 7, 1995a.

Sawyer, R.F., "Trends in auto emissions and gasoline composition," Environmental Health Perspectives, 101(6): 10-12 (1993). Auto/Oil Air Quality Improvement Research Program database may be obtained by writing to Coordinating Research Council, Inc., 219 Perimeter Center Parkway, Atlanta, GA 30346.

Singer, B.C. and Harley, R.A., "A Fuel-Based Motor Vehicle Emission Inventory", Journal of the Air & Waste Management Association, 46: 581-593 (1996).


Table 4-1. Guidance and sources for MOBILE5 input parameters

INPUT PARAMETER

GUIDANCE

SOURCE

Emission Factors

• Basic Emission Rate

National default


• Region

Low-altitude for most applications
High-altitude for the counties substantially above 4000 ft mean sea level


Fleet Characteristics

• VMT Mix by Vehicle Type

Video technology
Auto log survey and traffic assignment process

MPOs1 and DOTs2

MPOs1 and DOTs2

Annual Mileage Accumulation Rates by Vehicle Type and Age

National default data are recommended
Local data should be approached with caution


LPAs3

Registration Distributions by Vehicle Type and Age

Actual locality-specific vehicle registration data

LPAs3

Trip Length Distribution

Transportation model
One county-wide trip length distribution is recommended for all roadway classifications

MPOs1 and DOTs2

• Diesel Sales Fractions

Vehicle registration data
MOBILE5a default values

DOTs2 or LPAs3

RVP Data

 

Gasoline survey data for samples drawn at pump

MVMA4 and NIPER5


RVP and temperature should be chosen to represent the same time period



Applicable RVP limit and margin for areas without survey data

LPAs3


EPA's recommendations of RVP estimates

EPA6

Oxygenated Fuels

 

Need not be explicitly modeled if ethanol blends < 2% of total gasoline sales within a county and there is no mandatory or locally endorsed voluntary program for ether blends


• Fraction of Market Share

State data

LPAs3

Average Oxygen Content

State data

LPAs3

RVP Waiver


 

Correction Factors

• Vehicle Speed

Travel demand network model with adjustment

Cambridge Systematics7


Highway Performance Monitoring System (HPMS) roadway classification scheme

FHWA8


Locally specific speed observations or estimates

DOTs2


National default data


• Ambient Temperature

Minimum and Maximum Daily Temperatures

Use recommended for daily average emission estimation



Calculated from the most recent three-year period

NCDC9

Operating Mode

Auto log survey and traffic assignment process

MPOs1 and DOTs2


Travel demand model, such as MINUTP and TRANPLAN

MPOs1 and DOTs2


National default data


Control Programs

• Inspection and Maintenance (I/M) Programs

I/M program benefits are calculated separately for LDGV, LDGT1, LDGT2, and HDGV only.

LPAs3 for all in I/M

Start Year



Stringency Level (%)

Applying the program cutpoints to a representative sample of vehicles tested in a survey



Actual failure rate reported by a program


First Model Year

Assume all vehicle classes have the same model year coverage


Last Model Year



Waiver Rates

Actual value must be calculated as a percent of non-duplicate initial test failures



One rate for pre-model year 1981 vehicles and one rate for 1981 and later model year vehicles


Compliance Rate

Sticker surveys, license plate surveys, or a comparison of the number of final tests to the number of vehicles subject to the I/M requirement


Inspection Frequency

Annual or Biennial


Vehicle Types

Whether or not each of four gasoline-fueled vehicle types are covered

 

I/M Test Types

Tailpipe test type is assumed to be applied to all 1981 and newer passenger cars and

1984 and newer LDGT

 


Purge test and pressure test are assumed to be applied to all model years and vehicle

types subject to the I/M program

 

Alternate I/M Credits

Supplied by EPA at the request of the program manager or air quality planner


Program Type

Inspection only, inspection and repair (computerized), or inspection and repair (manual)


Tech I-II and Tech IV+

Whether or not alternate I/M credit files are specified for each technology group


Cutpoints for HC

Defaults for model year 1981 through 1983 LDGVs


• Anti-Tampering Programs (ATP)

Assumed that the program is mandatory and periodic, and covers a well-defined group of vehicles

LPAs3 for all ATP


ATP program benefits are calculated separately for LDGV, LDGT1, LDGT2, and

HDGV only.


Start year



First and Last Model Years



Vehicle Types

Whether or not each of four gasoline-fueled vehicle types are covered


Program Types

Inspection only or inspection and repair


Frequency of Inspection

Annual or biennial


Compliance Rate

Percent


Inspections Performed

Air system, catalyst, fuel inlet restrictor, tailpipe lead deposit test, EGR system,

evaporative system, PCV, gas cap

  1. MPO: Metropolitan Planning Organization.
  2. DOT: Department of Transportation.
  3. LPAs: Local program agencies.
  4. 4. MVMA: Motor Vehicle Manufactures' Association, 300 New Center Building, Detroit, MI 48202, (313)872-4311. The MVMA National Gasoline Survey is published semi-annually. It is city-specific, therefore, is the preferred option.
  5. NIPER: National Institute for Petroleum and Energy Research, P.O. Box 2128, Bartlesville, OK 74005, (918)336-2400. NIPER survey, Motor Gasoline, is published semi-annually. It is not city-specific.
  6. EPA Office of Air Quality Planning and Standards maintains the RVP recommendations on the Chief Bulletin Board System.
  7. Cambridge Systematics, Inc. prepared two guidance documents for EPA: Highway Vehicle Speed Estimation Procedures for Use in Estimations Inventories and A study of Highway Vehicle Emission Inventory Procedures in Selected Urban Areas.
  8. FHWA: Federal Highway Administration.
  9. NCDC: National Climatic Data Center, Federal Building, Asheville, NC 28801-2696, (704)259-0682. The minimum and maximum temperatures is contained in the Local Climatological Data Monthly Summary.

Table 4-2. TOG speciation profiles for highway vehicles

Source


TOG Speciation Profiles

Category

SPECIATE 1.51

CARB2

LDGV

1301 (10% Ethanol composite evaporative)

801 (Catalyst, cold start, hot start, or stabilized exhaust)


1302 (10% Ethanol diurnal)

527 (Non-catalyst, cold start, hot start, stabilized, or crank case, exhaust)


1303 (10% Ethanol hot soak)

709 (Catalyst or non-catalyst, hot soak evaporation)


1304 (10% Ethanol running loss)

710 (Catalyst or non-catalyst, diurnal or running evaporation)


1314 (10% Ethanol exhaust)

600 (Catalyst or non-catalyst, tire wear)


1305 (Industry average composite evaporative)



1306 (Industry average diurnal)



1307 (Industry average hot soak)



1308 (Industry average running loss)



1313 (Industry average exhaust)









1309 (11% MTBE composite evaporative)



1310 (11% MTBE diurnal)



1311 (11% MTBE hot soak)



1312 (11% MTBE running loss)



1315 (11% MTBE exhaust)


LDGT1

Same as LDGV

Same as LDGV

LDGT2

Same as LDGV

Same as LDGV

HDGV

1186 (Exhaust emission data from trucks combined with diurnal and hotsoak emission data from passenger cars using leaded gasoline)

Same as LDGV, but 801 and 527 do not apply to starts


Same as LDGV


LDDV

1201 (Uncontrolled)

560 (Diesel exhaust, aldehydes not in emissions)



561 (Cold start, hot start, or stabilized, exhaust)



600 (Tire wear)

LDDT

1201 (Uncontrolled)

Same as LDDV

HDDT

1201 (Uncontrolled)

561 (Stabilized exhaust)

(including urban buses)


600 (Tire wear)

MC

Same as HDGV

527 (Cold start, hot start, stabilized, or crank case exhaust)



709 (Hot soak evaporation)



710 (Diurnal or running evaporation)



600 (Tire wear)

  1. EPA SPECIATE Version 1.5 (EPA, 1993).
  2. State of California Air Resource Board Speciation Manual (CARB, 1991).

Table 4-3. PM speciation profiles for highway vehicles

Source
Category

PM Speciation Profiles

SPECIATE 1.51

CARB2

LDGV

31201 (Uncontrolled)

117 (Catalyst, cold start, hot start, or stabilized exhaust)


31202 (Vehicle exhaust gases sampled with a dilution sampler and constant volume sampling system. Analyzed by XRF and flame ionization)

117 (Non-catalyst, cold start, hot start, stabilized, or crank case, exhaust)


31203 (Vehicle exhaust gases sampled with a dilution sampler and constant volume sampling system. Analyzed by XRF and flame ionization)

200 (Catalyst or non-catalyst, hot soak, diurnal, or running evaporation)


34002 (Tire wear)



34003 (Tire wear)

396 (Catalyst or non-catalyst, tire wear)


34004 (Brake lining asbestos)



34006 (semimetal disk brake pads)


LDGT1

Same as LDGV

Same as LDGV

LDGT2

Same as LDGV

Same as LDGV

HDGV

Same as LDGV

Same as LDGV, but 117 does not apply to starts

LDDV

32101 (4-Stroke engine burning No. 2 diesel fuel of 0.81% S content, uncontrolled)



32102 (Vehicle exhaust gases sampled with a dilution sampler and constant volume sampling system. Analyzed by XRF and flame ionization))

118 (Cold start, hot start, or stabilized, exhaust)


32103 (Vehicle exhaust gases sampled with a dilution sampler and constant volume sampling system. Analyzed by XRF and flame ionization)



32104 (Composite of profiles 32102 and 32103))



34002 (Tire wear)

396 (Tire wear)


34003 (Tire wear)



34004 (Brake lining asbestos)



34006 (semimetal disk brake pads)


LDDT

Same as LDDV

Same as LDDV

HDDT

32202 (All 3 size fraction assumed similar composition, uncontrolled)

118 (Stabilized exhaust)


32203 (Vehicle exhaust gases sampled with a dilution sampler and constant volume sampling system. Analyzed by XRF and flame ionization)

396 (Tire wear)


32204 (Vehicle exhaust gases sampled with a dilution sampler and constant volume sampling system. Analyzed by XRF and flame ionization)



32205 (Las Vegas Valley, sample collected with two dichotomous samplers. Analyzed using XRF and flame ionization)



32206 (Composite of profiles 32203 and 32204)



34002 (Tire wear)



34003 (Tire wear)



34004 (Brake lining asbestos)



34006 (semimetal disk brake pads)


MC

Same as HDGV

117 (Cold start, hot start, stabilized, or crank case exhaust)



200 (Hot soak evaporation)



200 (Diurnal or running evaporation)



396 (Tire wear)

  1. EPA SPECIATE Version 1.5 (EPA, 1993).
  2. State of California Air Resource Board Speciation Manual (CARB, 1991).

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